Without strong leadership, what’s taught through policies and training, and broader police reform, won’t take hold.
Introduction
Organizational culture and leadership are central to policing in America. Leadership plays a critical role in establishing, influencing, and maintaining police culture, and culture plays a critical role in the effective operation of police departments.[i] Exactly how leadership influences departments has been the subject of some study.
Organizational science posits that police organizational culture — with its hierarchies,incentive systems,andsocial values — influences the reasoning and behavior of officers in systemic ways that have important implications for police reform.[ii] Indeed, police misconduct doesn’t occur in a vacuum, with individual officers deciding to ignore norms, rules, and expectations on their own.[iii]It arises out of organizational culture, which influences officers’ judgment , biases, decision, and conduct.[iv]
Healthy departmental cultures are inclusive, position officers as “guardians” of public safety, and hold officers accountable for their actions. Toxic departmental cultures, on the other hand, create and perpetuate an “us-versus-them” mentality that pits officers against communities; position officers as “warriors” against anarchy and chaos; and do not mete out swift and appropriate discipline when necessary, which allows misconduct to fester.[v]
Department leaders shape departmental culture. Strong leaders committed to the values of fairness, equity, procedural justice, legitimacy, transparency, and accountability will put in place the systems to promote these values and address behaviors in contravention with them. Indeed, to improve public safety and create stronger human connections with the communities they and their departments serve, leaders must set the foundation to instill these values in their officers.[vi]Without strong leadership, what’s taught through policies and training, and broader police reform, won’t take hold.
[i]See, e.g., President’s Task Force on 21st Century Policing, Final Report of the President’s Task Force on 21st Century Policing 11-12 (2015) [hereinafter President’s Task Force on 21st Century Policing],https://cops.usdoj.gov/pdf/taskforce/taskforce_finalreport.pdf (recommending that procedural justice serve as the underpinning of a change in culture that will contribute to building trust and confidence in the community); Int’l Ass’n of Chiefs of Police, IACP National Policy Summit On Community-Police Relations: Advancing A Culture Of Cohesion And Community Trust 12 (2015), https://www.theiacp.org/sites/default/files/2018-09/CommunityPoliceRelationsSummitReport_web.pdf (noting that the lack of truly integrated community policing into police department culture inhibits true community-police cohesion and poses a challenge to community leaders and police); S. David Mitchell, Chair, Missouri Advisory Committee, Columbia, et al.,Missouri Advisory Committee to the U.S. Commissions on Civil Rights, The Impact of Community/Police Interactions on individual Civil Rights in Missouri 19-20 (2016), https://www.usccr.gov/pubs/docs/MOPoliceRelationsReport_Publish.pdf (observing that community mistrust developed at least in part from the Ferguson Police Department’s culture of racial bias nurtured by the department’s leadership regarding as it pertains to the “pack mentality”).
[ii]See, e.g., COPS, How To Support Trust Building In Your Agency (change requires an organizational transformation, led by police leadership); Kami Chavis Simmons, New Governance and the ‘New Paradigm’ of Police Accountability: A Democratic Approach to Police Reform, 59 Cath. U. L. Rev. 373, 381 (2010).
[iii]SeeKami Chavis Simmons, New Governance and the “New Paradigm” of Police Accountability: A Democratic Approach to Police Reform, 59 Cath. U. L. Rev. 373,376- 381 (2010), http://www.complaintsantaclara.com/wp-content/uploads/2017/03/New-Governance-and-the-New-Paradigm-of-Police-Accountability.pdf.
[iv]Kami Chavis Simmons, New Governance and the ‘New Paradigm’ of Police Accountability: A Democratic Approach to Police Reform, 59 Cath. U. L.Rev. 373,376-381 (2010), http://www.complaintsantaclara.com/wp-content/uploads/2017/03/New-Governance-and-the-New-Paradigm-of-Police-Accountability.pdf;Bennett Capers, Policing, Race, and Place,44 HARV. C.R.-C.L. L. REV. 43, 71 (2009).
[v]Kami Chavis Simmons, New Governance and the ‘New Paradigm’ of Police Accountability: A Democratic Approach to Police Reform, 59 Cath. U. L.Rev. 373, 387-388 (2010), http://www.complaintsantaclara.com/wp-content/uploads/2017/03/New-Governance-and-the-New-Paradigm-of-Police-Accountability.pdf.
[vi]Sue Rahr & Stephen K. Rice, From Warriors to Guardians: Recommitting American Police Culture to Democratic Ideals, New Perspectives in Policing, Harvard Kennedy School, National Institute of Justice 3, 4, 6 (2015), https://www.ncjrs.gov/pdffiles1/nij/248654.pdf.
Observations on Leadership and Culture
While substantial research has been conducted on leadership in the private sector, research on leadership in law enforcement remains comparatively underdeveloped.[i]When discussions of police leadership do occur — whether in institutional reports, in conversations among chiefs, or in op-eds in the news media — the consensus is that police executives are the key actors in shaping departments’ effectiveness and culture and ensuring that departmental values reflect community values of fairness and justice.[ii]
There is no single leadership approach to running a successful police department. Indeed, the approach taken must be tailored to the individual leader, the organization, and the community. There are, however, some common practices that police leaders pursue to meet the needs of both their employees and the communities they serve.
Within departments, chiefs have unique powers and responsibilities, including serving as the public face of the organization. But chiefs, command staff, and senior leaders cannot do everything alone, and officers play important leadership roles as well. “It is an established principle in policing that firstline supervisors — sergeants — play a critical role in directing and controlling the behavior of officers in police-citizen interactions.”[iii]
In most medium and large departments, patrol officers rarely interact with senior leaders. For these officers, the “boss” who is most influential and important — that is, the one who approves vacation requests, supports their work, and holds them accountable — is their immediate supervisor, the sergeant. Sergeants are on the front line of delivering quality service, implementing departments’ strategies and programs, and ensuring accountability among the rank and file. They also directly supervise approximately 85 percent of agency personnel, serve as the “eyes and ears” of the officers on the ground, train and mentor officers, and help reinforce department policies.[iv]
Generally, police culture refers to departmental beliefs and processes that influence how officers do their jobs. Culture manifests formally, in policies, procedures, and training programs, and informally, in the decisions and actions of those who are recruited and hired by the department.[v]
Leaders seeking to advance community policing must attend to culture because, ultimately, policy is only as good in practice as it is on paper if it is embraced and implemented throughout departments. In other words, “[o]rganizational culture eats policy for lunch.”[vi]Training and formal rules, of course, can’t cover every situation that officers face. In the absence of rules or procedures, officers will fall back on behavior that conforms to their department’s cultural norms,[vii]many of which are set and shaped by leaders.
Officers face new and unique situations daily, often on their own and without supervision. With so much discretion over their actions, officers’ beliefs, attitudes, and biases affect how they interact with the public. “Patrol officers most directly impact the community’s perception of the agency[,]”[viii]which is why values and ethics matter. Police departments must practice the values of fairness, equity, and justice, both internally and externally, with the communities they serve.
Police departments, like other organizations, can be resistant to change. Indeed, the culture of “the thin blue line” — the idea that police protect society from anarchy and chaos — is deeply embedded in many police departments. This mindset heightens tension and widens the separation between departments and communities by propagating an “us-versus-them”mentality.
Generally speaking, however, law enforcement and the public share the same goal: to live and work in safe communities. Reframing the narrative of police-community interaction away from opposition and around a shared set of goals will promote a healthier policing culture and a stronger society.[ix]
[i]Debbie Demon-Berger, U.S. Dep’t. of Justice, Community Oriented Policing Services, Leadership for Public Safety: Professional Dimensions of Leadership in Law Enforcement 16 (Marilyn Simpson ed., 2011), https://ric-zai-inc.com/Publications/cops-w0633-pub.pdf.
[ii]See, e.g., U.S. Dep’t. of Justice, Community Relations Service, Principles of Good Policing: Avoiding Violence Between Police and Citizens (3d ed., 2003), https://www.justice.gov/archive/crs/pubs/principlesofgoodpolicingfinal092003.pdf[hereinafter Community Relations Service]; Police Exec. Res. F., Critical Issues in Policing Series, Advice from Police Chiefs and Community Leaders on Building Trust: “Ask for Help, Work Together, and Build Respect” 35, 63 (2016) [hereinafter PERF, Advice], http://www.policeforum.org/assets/policecommunitytrust.pdf;William J. Bratton, How to Reform Policing from Within, N.Y. Times (Sept. 16, 2016), https://www.nytimes.com/2016/09/16/opinion/william-j-bratton-how-to-reform-policing-from-within.html(“What changes police culture is leadership from within.”).
[iii]Samuel Walker, National Institute of Justice, Police Accountability: Current Issues and Research Needs 12 (2007), http://www.ncjrs.gov/pdffiles1/nij/grants/218583.pdf;see alsoLt. Sean E. Moriarty, The Leadership in Police Organizations Program in the Delaware State Police: Recommendations for Law Enforcement Leadership Development, Police Chief Magazine (2009), http://www.policechiefmagazine.org/the-leadership-in-police-organizations-program/(noting that supervisors “essentially determine[] the efficiency and effectiveness of the [police] agency”).
[iv]Police Exec. Res. F.,Critical Issues in Policing Series,Promoting Excellence in First-Line Supervision: New Approaches to Selection, Training, and Leadership Development 5-6 (2018) [hereinafter PERF, New Approaches], https://www.policeforum.org/assets/FirstLineSupervision.pdf.
[v]U.S. Dep’t. of Justice, Community Relations Service, Principles of Good Policing: Avoiding Violence Between Police and Citizens (3d ed., 2003), https://www.justice.gov/archive/crs/pubs/principlesofgoodpolicingfinal092003.pdf;see alsoBarbara Armacost, The Organizational Reasons Police Departments Don’t Change, Harv. Bus. Rev. (Aug. 19, 2016), https://hbr.org/2016/08/the-organizational-reasons-police-departments-dont-change(“[P]olice scholars have agreed that the organizational culture of policing — the set of informal, cultural norms that are unique to the occupation of law enforcement—is the most important determinant of police behavior.”).
[vi]The President’s Task Force on 21st Century Policing, Final Report of the President’s Task Force on 21st Century Policing 11 (2015), https://cops.usdoj.gov/pdf/taskforce/taskforce_finalreport.pdf.
[vii]The President’s Task Force on 21st Century Policing, Final Report of the President’s Task Force on 21st Century Policing 12 (2015), https://cops.usdoj.gov/pdf/taskforce/taskforce_finalreport.pdf (“Behavior is more likely to conform to culture than rules.”).
[viii]Police Exec. Res. F., Promoting Excellence in First-Line Supervision: New Approaches to Selection, Training, and Leadership Development 12 (2018), https://www.policeforum.org/assets/FirstLineSupervision.pdf.
[ix]SeePolice Exec. Rese. F.,Critical Issues in Policing Series,Promoting Excellence in First-Line Supervision: New Approaches to Selection, Training, and Leadership Development 60 (2018), https://www.policeforum.org/assets/FirstLineSupervision.pdf(“[I]t is a narrative that largely shapes and defines a culture.”).
Best Practices in Leadership and Culture
Chiefs and other department leaders are uniquely empowered to shape departmental culture and ensure it reflects community values. But they cannot create culture change on their own. To adopt the values of 21st-century policing in their departments, they must work closely with colleagues and community members. Chiefs and other department leaders can create buy-in for culture change via procedural justice — that is, through transparency, communication, and opportunities for input — during the decision-making process. This will guide how department members view their roles and behaviors and enable them to communicate to community members that their voices are heard. Ideally, leadership, organizational culture, and communities work together toward the common goal of public safety.